Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
FL RA APPROVED 2011-06-01
CT RA APPROVED 2011-05-31
TX RA APPROVED_RES 2009-12-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • FL RA
    APPROVED
    Since 2011-06-01
  • CT RA
    APPROVED
    Since 2011-05-31
  • TX RA
    APPROVED_RES
    Since 2009-12-23

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

449 Route 146, Clifton Park, NY 12065 • United States

Tampa, FL • United States

26 Century Hill Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Clifton Park NY 09/2008 Present
Bank Of America, N.A. Tampa FL 06/2011 Present
  • 09/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Clifton Park, NY
  • 06/2011 → Present
    Bank Of America, N.A.
    Tampa, FL
Other Businesses

I*39864, FOR-PROFIT, Name: GARNER HOLDINGS LLC, INVEST RELATED: N, ADDRESS: TAMPA, FL 33694 POSITION: OWNER, START: 1/1/2009, HOURS: 5hrs/Mo, TRADING HOURS: 2 DUTIES: REAL ESTATE INVESTMENT. HARRIS BAY YACHT CLUB, NOT INVESTMENT RELATED CLOVERDALE NY YACHT CLUB, DOCK DIRECTOR/BOARD MEMBER 1 EVENING PER MONTH, NOT DURING BUSINESS HOURS FIELD LOGISTICAL CONCERNS OF FELLOW MEMBERS I*39865 FOR-PROFIT NAME: GARNER PROPERTIES LLC INVESTMENT RELATED: N ADDRESS: TAMPA, FL 33694 POSITION: OWNER START: 1/1/2009, HOURS: 1hr/Mo, DURING TRADING: 2 DUTIES: REAL ESTATE INVESTMENT. GARNER BUILDING LLC REAL ESTATE INVESTMENT TAMPA, FL 33624 START DATE: 01/01/2009 DEVOTED: 5hrs/Mo, TRADING HOURS: 5. FOR-PROFIT, NAME: MIRADA II, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: TAMPA, FL 33624 NATURE OF BUSINESS: LLC, POSITION: OTHER, MANAGER START: 1/10/2012, HOURS: 15hrs/Ann, DURING TRADING: 0 DUTIES: REAL ESTATE HOLDING COMPANY. FOR-PROFIT, NAME: MIRADA LLC, INVESTMENT RELATED: N ADDRESS OF BUSINESS: TAMPA, FL 33624 POSITION: GENERAL PARTNER, START: 8/1/2012, HOURS: 70hrs/Ann, TRADING HOURS: 0, DUTIES: REAL ESTATE HOLDING CORP FORMED TO ASSIST WITH THE PURCHASE OF PROPERTIES IN THE TAMPA FL REGION. I AM THE MANAGER AND SOLE OWNER OF THE LLC. I*39863 FOR-PROFIT NAME: GARNER BUILDERS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: TAMPA, FLORIDA 33694 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START: 1/1/2009 NUMBER OF HOURS: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE INVESTMENT I*103997 FOR-PROFIT NAME: MIRADA III LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: TAMPA, FLORIDA 33624, POSITION: OTHER, MANAGER START DATE OF RELATIONSHIP: 3/1/2017 NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE HOLDING COMPANY I*134522 For-Profit Name: Mirada V Investment related: N Address of business: Tampa, Florida 33694 Nature of business: LLC, Position: Owner, Start date of relationship: 1/1/2020 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: real estate holding LLC Sole owner I*134526For-Profit Name: Mirada 7 LLC Investment related: N Address of business: Tamps, Florida 33694 Nature of business: LLC, Position: Owner, Start date of relationship: 11/1/2020 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: rental property I*1700272 Entity Type: For Profit Name: Miradair LLC Address: Tampa, FL, 33694 Investment Related: No Position: Owner Start Date: 12/16/2013 No Hours: 0 No Hours during trading: 0 Duties: airplane ownership I*1701270 For Profit Name: Mirade III LLC Address: Tampa, FL, 33694 Investment Related: No Position:Owner Start Date: 11/03/2014 No Hours: 0 No Hours during trading: 0 Duties: real estate. I*2009283, For Profit, Name of OBA: Korber III LLC, Address: Tampa, FL, 33694, Investment Related: No, Position: General Partner/Managing Member, Start Date: 11/01/2024, No Hours: 1hr/Weekly, No Hours during trading: 0, Duties: owner /landlord. I*2009285, For Profit, Name of OBA: Knauf III LLC, Address: Tampa, FL, 33694, Investment Related: No, Position: General Partner/Managing Member, Start Date: 11/01/2024, No Hours: 1hr/Weekly, No Hours during trading: 0, Duties: owner /landlord. I*4758271, Entity Type: Entity For Profit, Name of OBA: Mirada 8 LLC, Address: Tampa, Florida, 33613, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 07/03/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: Owner of LLC, hold boat or equipment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-26
S63 Uniform Securities Agent State Law Examination 1982-01-05
  • S65 Uniform Investment Adviser Law Examination
    2011-05-26
  • S63 Uniform Securities Agent State Law Examination
    1982-01-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor