Benjamin Yinghang Lam

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Ubs Financial Services Inc
  San Francisco, CA

Previous Registrations

• 1997-07-08 → 2016-03-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Other Businesses

Rental Investment Properties (Residential) - jointly owned with spouse, Danielle Lee. They are 100% of time managed by the spouse, FA does not spend any time managing the investment: 1) 3319 Brittan Ave Apt 15, San Carlos, CA 94070 - ownership via living trust. rental started 5/2014 2)33 Forester Lane, Yountville CA 94599 - ownership via living trust, rental started 10/2013 3) 909 5th Ave St 2202, Seattle WA 94162 WA 94162 - ownership via LLC (Baytree Livings LLC)- rental started 10/2015 4) 423 7th Ave Ste 518, Oakland CA 94607 - ownership via LLC (Baytee Livings LLC)- rental started 10/2015 5) 922 NW 11th Ave Ste 1114 OR97209 - ownership via LLC (Baytree livings LLC) - used currently as vacation property, not rented out 6)Baytree Living LLC / 1111 Alvarado Road Berkeley,CA 94705 / Partnership/ Real Estate / Ownership of Rental Properties / Partner / / Decision making on Property(ies) to be owned or sold / Start Date 02/01/2010 /

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-03
• S63 Uniform Securities Agent State Law Examination
  1984-09-14

Other Names

• Benjamin Lam
• Ying Hang Lam
• Benjamin Hang Lam