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John Paul Esposito

Commonwealth Financial Network

Newton, MA

Georgetown, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2006-01-12
  • MA RA
    APPROVED
    Since 2006-01-12

Branch Locations

7-57 Wells Avenue Suite 21, Newton, MA 02459 • United States

Georgetown, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 01/2006 Present
Esposito Financial Group, Llc. Georgetown MA 01/2006 Present
Other Businesses

1. SELLING FIXED INSURANCE PRODUCTS, INVESTMENT RELATED; CONDUCTED FROM BRANCH OFFICE UNDER JOHN P. ESPOSITO DBA FOR 5 HOURS PER WEEK.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-12-31
  • S63 Uniform Securities Agent State Law Examination
    1981-12-31
Designations

View on SEC IAPD

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