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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2017-07-24 |
Branch Locations
100 Meridian Centre Suite 315, Rochester, NY 14618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rochester | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rochester | NY | 11/2016 | 07/2017 |
| Raymond James & Associates | Rochester | NY | 07/2017 | Present |
1) POA FOR BUSINESS ASSOCIATE; INVESTMENT RELATED; ROCHESTER, NY; START 10/16/2012; 1 HOUR PER MONTH; 0 DURING TRADING. 2) Name of Business : Executor of Estate of J. Robert Maney Address: HONEOYE FALLS, NY Nature of the Business: Executor Position/Title: Other Investment Related:No Start Date: 14-Sep-2018 End Date: 22-Mar-2021 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0 Description of duties: Executor duties for 30+ year business partner who recently died. Gather assets, liquidate ASAP, distribute cash to beneficiaries. Will be overseen by Attorney Robert Lamb, who will file tax returns and Final Accounting with Surrogate's Court.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-22 |
| S65 | Uniform Investment Adviser Law Examination | 1992-11-12 |
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