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6200 Savoy Dr. #300, Houston, TX 77036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jaykay Wealth Advisers, Inc. | Houston | TX | 12/2003 | Present |
| Lpl Financial Llc | Houston | TX | 08/2008 | Present |
1) 2008-07-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - JayKay Wealth Advisors, Inc. / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2008-07-15 - hrs/mth - hrs/mth during trading 2) 2008-10-20 - none - Non-Variable Insurance - Y - at reported business location(s) - 2008-10-07 - hrs/mth - hrs/mth during trading 3) 2014-10-30 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Jaykay Wealth Advisors, Inc. - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2014-06-11 - 160hrs/mth - 120hrs/mth during trading 4) 2023-11-13 - Jayanth and Kanchan Kabad Private Foundation - Non-Profit Board Member - Y - 6506 taimer court sugar land, texas 77479 - 2023-10-24 - 0hrs/mth - 0hrs/mth during trading 5) 2025-07-29 - None - Other - Writing a book detailing my memoirs, - N - at reported business location(s) - 2025-07-29 - 6hrs/mth - 0hrs/mth during trading 6) 2026-05-02 - Kushe Publishing - Business Owner - N - Sugar Land TX - 2026-04-06 - 10hrs/mth - 10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-27 |
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