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Current Employers
Jaykay Wealth Advisors, Inc.

6200 Savoy Dr. #300, Houston, TX 77036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-06-03
  • TX RA
    APPROVED
    Since 2014-06-03

Branch Locations

6200 Savoy Dr. #300, Houston, TX 77036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jaykay Wealth Advisers, Inc. Houston TX 12/2003 Present
Lpl Financial Llc Houston TX 08/2008 Present
  • 12/2003 → Present
    Jaykay Wealth Advisers, Inc.
    Houston, TX
  • 08/2008 → Present
    Lpl Financial Llc
    Houston, TX
Previous Registrations
Other Businesses

1) 2008-07-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - JayKay Wealth Advisors, Inc. / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2008-07-15 - hrs/mth - hrs/mth during trading 2) 2008-10-20 - none - Non-Variable Insurance - Y - at reported business location(s) - 2008-10-07 - hrs/mth - hrs/mth during trading 3) 2014-10-30 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Jaykay Wealth Advisors, Inc. - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2014-06-11 - 160hrs/mth - 120hrs/mth during trading 4) 2023-11-13 - Jayanth and Kanchan Kabad Private Foundation - Non-Profit Board Member - Y - 6506 taimer court sugar land, texas 77479 - 2023-10-24 - 0hrs/mth - 0hrs/mth during trading 5) 2025-07-29 - None - Other - Writing a book detailing my memoirs, - N - at reported business location(s) - 2025-07-29 - 6hrs/mth - 0hrs/mth during trading 6) 2026-05-02 - Kushe Publishing - Business Owner - N - Sugar Land TX - 2026-04-06 - 10hrs/mth - 10hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-08
S63 Uniform Securities Agent State Law Examination 1986-10-27
  • S65 Uniform Investment Adviser Law Examination
    1997-07-08
  • S63 Uniform Securities Agent State Law Examination
    1986-10-27
Designations

View on SEC IAPD

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