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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2004-04-27
  • OH RA
    APPROVED
    Since 2004-04-27

Branch Locations

30195 Chagrin Blvd, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pepper-Pike OH 10/1981 Present
Bank Of America, N.A. Pepper Pike OH 07/2011 Present
Other Businesses

I*19458 For profit or not for profit: For-Profit Organization Name of outside business organization: Tim S. Shane Irrev Insurance Trust Investment related: N Address of business: Solon, Ohio 44139 Nature of business: Trust,irrev insurance trust Position, title, association: Trustee, Start date of relationship: 12:00:00 AM Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Fiduciary Positions BUSINESS NAME: ICON INTERNATIONAL SYSTEMS INC; OUTSIDE EMPLOYMENT OR BUSINESS INTEREST EFFECTIVE 08/25/2010 I*89440 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RBS RESIDENCE TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: DENVER, COLORADO 80112 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/10/1992 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM TRUSTEE FOR A RESIDENCE TRUST FOR MY BROTHER'S CHILDREN TO MAKE SURE PROPERTY IS MAINTAINED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-26
S63 Uniform Securities Agent State Law Examination 1982-01-14
  • S65 Uniform Investment Adviser Law Examination
    1999-07-26
  • S63 Uniform Securities Agent State Law Examination
    1982-01-14
Other Names
  • Jon Richard Shane
  • John Richard Shane
  • Jon R Shane

View on SEC IAPD

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