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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2004-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pepper-Pike | OH | 10/1981 | Present |
| Bank Of America, N.A. | Pepper Pike | OH | 07/2011 | Present |
I*19458 For profit or not for profit: For-Profit Organization Name of outside business organization: Tim S. Shane Irrev Insurance Trust Investment related: N Address of business: Solon, Ohio 44139 Nature of business: Trust,irrev insurance trust Position, title, association: Trustee, Start date of relationship: 12:00:00 AM Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Fiduciary Positions BUSINESS NAME: ICON INTERNATIONAL SYSTEMS INC; OUTSIDE EMPLOYMENT OR BUSINESS INTEREST EFFECTIVE 08/25/2010 I*89440 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RBS RESIDENCE TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: DENVER, COLORADO 80112 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/10/1992 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM TRUSTEE FOR A RESIDENCE TRUST FOR MY BROTHER'S CHILDREN TO MAKE SURE PROPERTY IS MAINTAINED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-14 |
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