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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2022-07-11 |
| TX | RA | APPROVED_RES | 2018-06-06 |
| OR | RA | APPROVED | 2009-06-01 |
Branch Locations
101 South Capitol Boulevard Suite 401, Boise, ID 83702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boise | ID | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
FINRA; Non Investment related; Regulatory entity; Arbitration panelist; Apr/2018; During business hours: 1; After business hours: 0; sit on an arbitration panel *535048 - clear hills hoa; Investment related No; portland, Oregon; Real Estate; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 0; After business hours: 5; Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-05 |
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