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200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-06-18 |
Branch Locations
200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States
440 Monticello Ave Suite 1800, Norfolk, VA 23510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Guardian Llc | Norfolk | VA | 01/2011 | 06/2017 |
| Capital Guardian Wealth Management Llc | Norfolk | VA | 01/2011 | 11/2018 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 06/2017 | 06/2018 |
| Avenir Private Advisors, Llc | Miami | FL | 11/2018 | 02/2020 |
| Lebenthal Global Advisors D/B/A Rhino Wealth Management | Hauppauge | NY | 01/2020 | Present |
(1). DBA - RHINO WEALTH MANAGEMENT IS INVESTMENT RELATED LOCATED AT 440 MONTICELLO AVE, SUITE 1800, NORFOLK VA 23510; (2) GHENT UNITED METHODIST CHURCH; NOT INVESTMENT RELATED;1 HOUR PER MONTH;BOARD MEMBER ON ENDOWMENT COMMITTEE;0 DURING TRADING HOURS (3) TDDF (TIDEWATER DESTINATION DEVELOPMENT FUND); INVESTMENT RELATED; LOCATED AT 440 MONTICELLO AVE, SUITE 1800, NORFOLK VA 23510; A REAL ESTATE FIRM; MY TITLE: CEO; START DATE: 04/10/2026; I DEVOTE 10% OF MY TIME TO THIS BUSINESS ACTIVITY; MY DUTES ARE AS A COMPTROLLER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-11 |
| S65 | Uniform Investment Adviser Law Examination | 1995-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-23 |
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