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Current Employers
Lebenthal Global Advisors, Llc

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-06-18
  • VA RA
    APPROVED
    Since 2020-06-18

Branch Locations

200 Parkway Drive South Suite 200, Hauppauge, NY 11788 • United States

440 Monticello Ave Suite 1800, Norfolk, VA 23510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Guardian Llc Norfolk VA 01/2011 06/2017
Capital Guardian Wealth Management Llc Norfolk VA 01/2011 11/2018
Kovack Securities, Inc. Fort Lauderdale FL 06/2017 06/2018
Avenir Private Advisors, Llc Miami FL 11/2018 02/2020
Lebenthal Global Advisors D/B/A Rhino Wealth Management Hauppauge NY 01/2020 Present
  • 01/2011 → 06/2017
    Capital Guardian Llc
    Norfolk, VA
  • 01/2011 → 11/2018
    Capital Guardian Wealth Management Llc
    Norfolk, VA
  • 06/2017 → 06/2018
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 11/2018 → 02/2020
    Avenir Private Advisors, Llc
    Miami, FL
  • 01/2020 → Present
    Lebenthal Global Advisors D/B/A Rhino Wealth Management
    Hauppauge, NY
Previous Registrations
  • 2018-11-07 → 2020-02-04
    Avenir Private Advisors, Llc
    Norfolk, VA
    Miami, FL
  • 2011-02-07 → 2018-11-06
    Capital Guardian Wealth Management, Llc
    Miami, FL
  • 2007-09-12 → 2010-12-31
    B. Riley Wealth Management
    Norfolk, VA
    Memphis, TN
    Chicago, IL
    Chicago, IL
  • 1995-04-27 → 2004-11-16
    Norfolk, VA
Other Businesses

(1). DBA - RHINO WEALTH MANAGEMENT IS INVESTMENT RELATED LOCATED AT 440 MONTICELLO AVE, SUITE 1800, NORFOLK VA 23510; (2) GHENT UNITED METHODIST CHURCH; NOT INVESTMENT RELATED;1 HOUR PER MONTH;BOARD MEMBER ON ENDOWMENT COMMITTEE;0 DURING TRADING HOURS (3) TDDF (TIDEWATER DESTINATION DEVELOPMENT FUND); INVESTMENT RELATED; LOCATED AT 440 MONTICELLO AVE, SUITE 1800, NORFOLK VA 23510; A REAL ESTATE FIRM; MY TITLE: CEO; START DATE: 04/10/2026; I DEVOTE 10% OF MY TIME TO THIS BUSINESS ACTIVITY; MY DUTES ARE AS A COMPTROLLER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-11
S65 Uniform Investment Adviser Law Examination 1995-08-31
S63 Uniform Securities Agent State Law Examination 1981-12-23
  • S66 Uniform Combined State Law Examination
    2007-09-11
  • S65 Uniform Investment Adviser Law Examination
    1995-08-31
  • S63 Uniform Securities Agent State Law Examination
    1981-12-23

View on SEC IAPD

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