Carla V Reynolds

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Previous Registrations

• 2007-04-11 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Newport Beach, CA
  Boston, MA
  Newport Beach, CA
  Jacksonville, FL
  Boston, MA
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

I*3563269 Entity Type: N/A Name of OBA: CARLA REYNOLDS TTEE S R TTEE U/A DTD 06/28/2016 Address: san francisco, California, 94134 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/28/2016 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Self, Spouse

Exams

• S66 Uniform Combined State Law Examination
  2007-04-10

Other Names

• Carla Rocha
• Carla Vanessa Rocha
• Carla Vanessa Reynolds