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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-04-27 |
| TX | RA | APPROVED | 1994-12-07 |
Branch Locations
2116 Parkwood Drive, Bedford, TX 76021 • United States
Southlake, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bedford | TX | 12/1994 | Present |
(1) 04/26/2007 - LORIO WEALTH MANAGEMENT - DBA ONLY - BEDFORD TX (2) 12/16/2011 - PARKWOOD DRIVE CORPORATION - REAL ESTATE RENTAL - ONE SUBURBAN OFFICE BUILDING. TWO RENTAL UNITS, ONE OF WHICH IS MY OFFICE. OTHER RENTER IS A MEDICAL SLEEP CENTER. NO RENTER IS A CUSTOMER OF LPL OR ADVISOR OF ANY B/D OR RIA. (3) 04/26/13 - DBA ONLY - 401(K) UNIVERSITY - BEDFORD, TX. (4) 11/26/2018 - Rethin(k) 401(k) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/11/2014 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-12-08 |
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