Joseph Lawrence Yard

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-05-17

FL RA
APPROVED

Since 2018-05-17

Branch Locations

Maple Grove, MN • United States

27581 Hacienda East Blvd #328A, Bonita Springs, FL 34135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Integrity Financial Group Incorporated	Maple Grove	MN	07/1991	Present
Harbour Investments, Inc	Madison	WI	08/2001	Present
Vive	Maple Grove	MN	04/2014	Present

07/1991 → Present

Integrity Financial Group Incorporated

Maple Grove, MN
08/2001 → Present

Harbour Investments, Inc

Madison, WI
04/2014 → Present

Vive

Maple Grove, MN

Other Businesses

1)Integrity Financial Group - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-08-10
S63	Uniform Securities Agent State Law Examination	1994-02-02

S65 Uniform Investment Adviser Law Examination

2000-08-10
S63 Uniform Securities Agent State Law Examination

1994-02-02

Designations

Certified Financial Planner

View on SEC IAPD