William Mark Lavanne

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2008 → Present
  James Hamlin Financial Services, Llc
  Lake Zurich, IL
• 08/2008 → Present
  Jhfs Management Corporation
  Lake Zurich, IL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → Present
  Jhfs Limited Partners, Lp
  Lake Zurich, IL

Other Businesses

1. NAME OF OTHER BUSINESS: BILL LAVANNE, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, POSITION/TITLE/RELATIONSHIP: AGENT, START DATE: N/A, APX NUMBER OF HOURS PER WEEK: N/A, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: LICENSED TO OFFER FIXED, LIFE, DISABILITY, ANNUITIES AND LTC; 2. NAME OF OTHER BUSINESS: JAMES HAMLIN FINANCIAL SERVICES, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES DBA, POSITION/TITLE/RELATIONSHIP: MEMBER, START DATE: 08/08/08, APX NUMBER OF HOURS PER WEEK: 40+, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: DAY-TO-DAY ACTIVITIES, GENERAL OVERSIGHT; 3. NAME OF OTHER BUSINESS: JHFS MANAGEMENT CORPORATION, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ACTIVE DAILY MANAGEMENT OF JHFS SERVICES, LLC, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 08/08/08, APX NUMBER OF HOURS PER WEEK: 40+, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: INTEGRATED CORPORATION STRUCTURE TO DELIVER FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: JHFS LLC DBA TRAVERSE FINANCIAL SOLUTIONS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5: NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 11/2022, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, FIXED ANNUITIES AND LONG-TERM CARE; 6. NAME OF OTHER BUSINESS: JHFS LIMITED PARTNERS, LP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIMITED PARTNER/PASSIVE INCOME RECIPIENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-11
• S63 Uniform Securities Agent State Law Examination
  1991-06-22

Designations

• Certified Financial Planner