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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-05
  • PA RA
    APPROVED
    Since 2025-11-05

Branch Locations

2013 State Street, East Petersburg, PA 17520 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation East Petersburg PA 09/2007 02/2018
The Financial Network East Petersburg PA 07/1990 Present
Financial Network Agency East Petersburg PA 03/1994 Present
Lpl Financial Llc East Petersburg PA 02/2018 10/2021
International Assets Advisory, Llc East Petersburg PA 10/2021 11/2025
International Assets Investment Management, Llc West Petersburg PA 10/2021 11/2025
Cambridge Investment Research, Inc. Fairfield IA 11/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2025 Present
  • 09/2007 → 02/2018
    Invest Financial Corporation
    East Petersburg, PA
  • 07/1990 → Present
    The Financial Network
    East Petersburg, PA
  • 03/1994 → Present
    Financial Network Agency
    East Petersburg, PA
  • 02/2018 → 10/2021
    East Petersburg, PA
  • 10/2021 → 11/2025
    International Assets Advisory, Llc
    East Petersburg, PA
  • 10/2021 → 11/2025
    West Petersburg, PA
  • 11/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2021-10-08 → 2025-11-11
    East Petersburg, PA
    Orlando, FL
  • 2018-02-14 → 2021-10-21
    East Petersburg, PA
  • 2010-04-30 → 2018-02-20
    Invest Financial Corporation
    Carlisle, PA
    Appleton, WI
    East Petersburg, PA
    Appleton, WI
  • 1996-03-25 → 2014-11-10
    Financial Network Advisory Inc.
    East Petersburg, PA
  • 2002-07-18 → 2007-09-17
    Cetera Wealth Services, Llc
    East Petersburg, PA
Other Businesses

1. THE FINANCIAL NETWORK, 2013 State Street, East Petersburg PA 17520, United States, 05/25/1990, Owner, DBA Name, NIR, 78 HR/MO - 78 HR/MO TRADING 2. FINANCIAL NETWORK AGENCY, 2013 State Street, East Petersburg PA 17520, United States, 06/04/2004, Owner, Owner/Partner of a Business Entity, NIR, 60 HR/MO - 60 HR/MO TRADING 3. LANCASTER MASONIC CENTER, 213 West Chestnut St, Lancaster PA 17603, United States, 01/01/2018, Board Member, owns the building that the various lodges use to hold their meetings, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-01-12
  • S63 Uniform Securities Agent State Law Examination
    1982-01-12
Other Names
  • Mike Hartlett

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