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Abraham Gonzalez

Steward Partners Investment Advisory, LLC

Stamford, CT

Matthews, NC

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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-11
  • NC RA
    APPROVED
    Since 2024-01-11

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Matthews, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Mill SC 08/2013 12/2023
Steward Partners Global Advisory, Llc Matthews NC 12/2023 Present
Steward Partners Investment Solutions, Llc Matthews NC 12/2023 Present
Steward Partners Investment Advisory, Llc Matthews NC 12/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-30
S63 Uniform Securities Agent State Law Examination 2006-08-25
  • S66 Uniform Combined State Law Examination
    2016-08-30
  • S63 Uniform Securities Agent State Law Examination
    2006-08-25

View on SEC IAPD

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