Randy Bruce Ems

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-09-30

IL RA
APPROVED

Since 2021-09-30

Branch Locations

1355 S. Route 59 Ste. 102, Naperville, IL 60564 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Vp Management Corp.	Naperville	IL	06/1998	Present
Randy Ems Insurance Agency	Naperville	IL	05/1992	Present
State Farm Investment Management Corp	Naperville	IL	09/2021	Present

06/1998 → Present

State Farm Vp Management Corp.

Naperville, IL
05/1992 → Present

Randy Ems Insurance Agency

Naperville, IL
09/2021 → Present

State Farm Investment Management Corp

Naperville, IL

Other Businesses

1) NAPERVILLE ROTARY CHARITIES; NON-INVESTMENT-RELATED; 184 SHUMAN BLVD, STE 200, NAPERVILLE, IL 60563; BOARD MEMBER; 9/1/15; WOULD BE PART OF BOARD THAT DISTRIBUTES % OF FUNDS EACH YEAR TO WORTHY CHARITIES; 2 HRS FOR BOTH. 2) Randy Ems's Insurance Agency; Insurance Agency; Investment-related; 1355 S Route 59 Ste 102 Naperville, IL 60564-9540; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; a4/1/1990; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-08-22

S63 Uniform Securities Agent State Law Examination

2000-08-22

Designations

Chartered Financial Consultant

View on SEC IAPD