Michael Joseph Kelley

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Indianapolis, IN
• 01/1988 → Present
  Charter Advisory Corporation
  Indianapolis, IN

Other Businesses

1. 12/30/2009 - CHARTER INSURANCE CORPORATION - INV REL - NON-VARIABLE INSURANCE - 10% TIME SPENT - PRESIDENT - INSURANCE AGENCY - INSURANCE AGENT 2. 9/9/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/1988 - 40 Hours Per Month/Time Spent 25% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 01/1998. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/27/2011 - CHARTER COMPANIES- Business Entity For Tax/Investment Purposes Only. NOT HELD OUT TO THE PUBLIC 4. 12/14/2011 - NOTARY PUBLIC - OTHER-NOTARY PUBLIC 5. 02/08/2013 - CHARTER ADVISORY CORP - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 6. 11/23/2015 - NO BUSINESS NAME - INV REL - 250 E. 9th Street, Indianapolis, IN 46240 - Mortgage/Real Estate Services - START 11/23/2015 - NO TIME SPENT - Real Estate Broker 7. 11/23/2015 - NO BUSINESS NAME - NOT INV REL - 250 E. 96th Street, Indianapolis, IN 46240 - Tax Prep/Accounting/CPA - START 11/23/2015 - NOT IEM SPENT - Certified Public Accountant 8. 01/25/2016 - OSJ Alliance LLC - INV REL - 250 E 96th Street, Suite 200, Indianapolis, IN 46240 - Business Entity For Tax/Investment Purposes Only - START 05/02/2011 - 1 HOUR PER MONTH DURING TRADING - 50% ownership in OSJ Alliance, LLC - member. 9. 10/9/2020 - Patricia W Fisher Revocable Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Power of Attorney and Successor Trustee - Started 10/05/2020 - 6 Hours Per Month/1 Hour During Securities Trading. 10. 10/9/2020 - Michael J Kelley, CPA - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Power of Attorney and Successor Trustee - Started 10/05/2020 - 6 Hours Per Month During Securities Trading - Power of Attorney for James E Fisher and Successor Trustee of the James E Fisher Revocable Trust.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-05-03