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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-03-27
TX RA APPROVED 2012-03-27
  • CT RA
    APPROVED
    Since 2012-03-27
  • TX RA
    APPROVED
    Since 2012-03-27

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westport CT 03/2012 Present
Bank Of America, N.A. Westport CT 05/2012 Present
Previous Registrations
Other Businesses

I*130234 For profit or not for profit: Non-Profit Organization Name of outside business organization: Celebrate the Beat Investment related: N Address of business: Denver, Colorado 80211 Nature of business: Charitable Organization Position, title, association: Director Start date of relationship: 3/18/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Organization teaches dance to public school children in CO. I will be a board member helping with budgeting. This is similar to my work the National Dance Institute. NATIONAL DANCE INSTITUTE, NEW YORK, NY 10039; NON-INVESTMENT RELATED; COMMENCE DATE: 04/01/1996; 5 HRS MTHLY, NONE DURING TRADING HOURS, DIRECTOR I*129682 For profit or not for profit: Non-Profit Organization Name of outside business organization: Rowayton Historical Society Investment related: N Address of business: Rowayton, Connecticut 6853 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 2/11/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Historical Society and I will be a Board member I*1979270, Entity Type, Fiduciary, Name of OBA: T.H., Address: Norwalk, CT, 06853, Investment Related: No, Position, Title, Association: Executor, Employee Start Date: 08/28/2024, No Hours: 100hrs/Ann, No Hours during trading: 10, Duties: I*1979270, Entity Type Fiduciary , Name of OBA: TH Address: Norwalk, Connecticut, 06853 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 28-Aug-2024 No Hours: 100 Yearly No Hours during trading: 10 yearly Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-02
S63 Uniform Securities Agent State Law Examination 2004-01-14
  • S65 Uniform Investment Adviser Law Examination
    2010-03-02
  • S63 Uniform Securities Agent State Law Examination
    2004-01-14
Designations
Other Names
  • Edward Gibson Hynes
  • Edward Gibson Hynes

View on SEC IAPD

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