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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-17
SC RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2016-03-17
  • SC RA
    APPROVED
    Since 2013-02-13

Branch Locations

112 Haywood Road, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville SC 02/2013 Present
Payne And Williams Easley SC 01/2018 Present
Previous Registrations
  • 2009-05-07 → 2013-02-13
    Morgan Keegan & Company, Llc
    Greenville, SC
  • 1992-12-29 → 2009-05-08
    Greenville, SC
    Greenville, SC
Other Businesses

(1)Name of Business: Address: Holman Rd., Bishopville, SC, 29010, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/30/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Payne and Williams Address: 301 Inverness Way, Easley, SC, 29642, United States Activity Type: Rental Real Estate Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/24/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: none, other than making occasional investment decisions, along with my 2 brothers, on funds in the account and distributing funds to my 2 brothers and I whenever requested.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-16
S63 Uniform Securities Agent State Law Examination 1982-01-08
  • S65 Uniform Investment Adviser Law Examination
    1993-06-16
  • S63 Uniform Securities Agent State Law Examination
    1982-01-08

View on SEC IAPD

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