James R Newlon

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1973 → Present
  Northwestern Mutual Life Insurance Co
  Milwaukee, WI
• 10/1981 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 100% OWNER, NEWLON & ASSOCIATES, 1903 CENTRAL DR STE 301, BEDFORD, TEXAS, 76021, UNITED STATES OF AMERICA, OTHER NAME, START DATE: 3/1/1991, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 100% OWNER, USED FOR INSURANCE PLACED OUTSIDE THE NORTHWESTERN MUTUAL NETWORK. INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-15
• S63 Uniform Securities Agent State Law Examination
  1990-12-31

Other Names

• Jim Newlon
• James Hurst Newlon