Philip John Schulte

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-06-29

PA RA
APPROVED

Since 2021-06-29

Branch Locations

Jefferson Hills, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Des Moines	IA	09/2014	06/2021
Halley-Dodson Insurance Llc	Coraopolis	PA	09/2015	Present
Cetera Advisor Networks Llc	El Segundo	CA	06/2021	Present

09/2014 → 06/2021

Voya Financial Advisors

Des Moines, IA
09/2015 → Present

Halley-Dodson Insurance Llc

Coraopolis, PA
06/2021 → Present

Cetera Advisor Networks Llc

El Segundo, CA

Previous Registrations

2021-06-09 → 2021-06-30

Cetera Wealth Services, Llc

Toledo, OH

Jefferson Hills, PA
2010-01-21 → 2021-06-09

Voya Financial Advisors, Inc.

Pittsburgh, PA

Jefferson Hills, PA

Pittsburgh, PA

Ellicott City, MD

Pittsburgh, PA

Windsor, CT

Norwalk, IA

Toledo, OH

Other Businesses

3/2016 - Insurance Agency - Halley-Dodson, LLC - Investment Related - 123 Shafer Road Moon Township, PA 15108

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-07
S63	Uniform Securities Agent State Law Examination	1984-03-26

S65 Uniform Investment Adviser Law Examination

2000-01-07
S63 Uniform Securities Agent State Law Examination

1984-03-26

View on SEC IAPD