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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-15
NC RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-04-15
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

4777 Sharon Rd Fl 2, Charlotte, NC 28210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Inc. Richmond VA 05/1999 02/2021
Bb&T Securities, Llc Charlotte NC 01/2013 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 Present
Truist Advisory Services, Inc. Charlotte NC 02/2021 Present
  • 05/1999 → 02/2021
    Scott & Stringfellow, Inc.
    Richmond, VA
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Charlotte, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Charlotte, NC
  • 02/2021 → Present
    Charlotte, NC
Previous Registrations
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
    Richmond, VA
  • 2008-05-13 → 2013-01-02
    Scott & Stringfellow, Llc
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-24
S63 Uniform Securities Agent State Law Examination 1983-07-27
  • S66 Uniform Combined State Law Examination
    2008-04-24
  • S63 Uniform Securities Agent State Law Examination
    1983-07-27

View on SEC IAPD

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