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Peter Shaw O'KEefe

O'KEefe Stevens Advisory, Inc.

Rochester, NY

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Current Employers
O'KEefe Stevens Advisory, Inc.

Rochester, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-03
TX RA APPROVED_RES 2017-10-31
  • NY RA
    APPROVED
    Since 2021-11-03
  • TX RA
    APPROVED_RES
    Since 2017-10-31

Branch Locations

One Bausch & Lomb Place Suite 920, Rochester, NY 14604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage Rutty & Co Inc Rochester NY 04/2009 09/2017
O'KEefe Stevens Advisory, Inc. Rochester NY 10/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-16
S63 Uniform Securities Agent State Law Examination 1981-08-13
  • S65 Uniform Investment Adviser Law Examination
    1997-05-16
  • S63 Uniform Securities Agent State Law Examination
    1981-08-13
Designations
Other Names
  • Peter Shaw Okeefe

View on SEC IAPD

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