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Richard M Bagley

Wells Fargo Clearing Services, LLC

Newport News, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-18
VA RA APPROVED 1999-10-01
  • TX RA
    APPROVED_RES
    Since 2020-11-18
  • VA RA
    APPROVED
    Since 1999-10-01

Branch Locations

11817 Canon Blvd Ste 100, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hampton VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hampton VA 11/2016 Present
Other Businesses

TRUSTEE FOR CLOSE FAMILY FRIEND, INV RELATED, VIRGINIA BEACH, VA, START 6/1/2000, MINIMAL HOURS PER MONTH, ZERO DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-01-15
  • S63 Uniform Securities Agent State Law Examination
    1982-01-15
Other Names
  • Richard Marshall Jr Bagley
  • Richard Marshall Bagley

View on SEC IAPD

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OCTOBER EFFECT LTD. · Newport News, VA
INTERACTIVE FINANCIAL ADVISORS · Newport News, VA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWPORT NEW, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWPORT NEWS, VA
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