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Hornor, Townsend & Kent, LLC CRD 4031
$9.01B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 07/1976 | 04/2025 |
| Nmis | Milwaukee | WI | 04/1982 | 04/2025 |
| Northwestern Mutual Investment Services, Llc | Virginia Beach | VA | 02/2009 | 05/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 04/2025 |
| Northwestern Mutual Investment Services Llc | West Des Moines | IA | 06/2020 | 04/2025 |
| Hornor, Townsend & Kent, Llc | Wilmington | DE | 05/2025 | Present |
INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 4th QTR IMPACT & QTRIMPACT | POSITION HELD: AGENT | ADDRESS: 805 SE 8TH ST, ANKENY, IA 50021 | START DATE: 05/01/2025 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 100 | APPROX TRADING HRS PER MTH: 100 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-12-20 |
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