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Dominique Godfroy Henri Vercaemert

Cambridge Investment Research Advisors, Inc.

Charlotte, NC

CRD 1021056

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-19
NC RA APPROVED 2012-09-19
  • TX RA
    APPROVED_RES
    Since 2024-09-19
  • NC RA
    APPROVED
    Since 2012-09-19

Branch Locations

2810 Coliseum Centre Drive Ste 110, Charlotte, NC 28217 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Financial Solutions, Inc Charlotte NC 04/1997 Present
Cambridge Investment Research, Inc Fairfield IA 08/2012 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2012 Present
  • 04/1997 → Present
    Strategic Financial Solutions, Inc
    Charlotte, NC
  • 08/2012 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2012 → Present
    Fairfield, IA
Previous Registrations
  • 2007-07-25 → 2012-10-03
    Onyx Wealth Advisors, Inc.
    Charlotte, NC
  • 2005-09-08 → 2005-08-24
    Onyx Wealth Advisors, Inc.
    Charlotte, NC
  • 2003-04-16 → 2005-08-22
    Woodbury Financial Services, Inc.
    Charlotte, NC
  • 2001-12-31 → 2003-03-20
    Charlotte, NC
Other Businesses

1)VALTA, INC, 2810 Coliseum Centre Dr, Suite 110, Charlotte NC 28217, United States, 02/01/79, President, Insurance/Benefits/Human Resources, NIR, 40 HR/MO- 40/TRADING HR. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-160 HR/MO- 160 TRADING/HR 08/16/12 3)VALTA INC, 2810 COLISEUM CENTRE DRIVE, STE 110, CHARLOTTE, NC, PRESIDENT,CEO/S-CORP, 60 HR/YR- 40/TRADING HR. 4)INTERNATIONAL ASSOCIATION OF REGISTERED FINANCIAL CONSULTANTS (IARFC), P.O. Box 506, Middletown OH 45042-0506, United States, 04/01/2026, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-02
S63 Uniform Securities Agent State Law Examination 1985-06-03
  • S65 Uniform Investment Adviser Law Examination
    2001-03-02
  • S63 Uniform Securities Agent State Law Examination
    1985-06-03

View on SEC IAPD

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