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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-19 |
| NC | RA | APPROVED | 2012-09-19 |
Branch Locations
2810 Coliseum Centre Drive Ste 110, Charlotte, NC 28217 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Financial Solutions, Inc | Charlotte | NC | 04/1997 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2012 | Present |
1)VALTA, INC, 2810 Coliseum Centre Dr, Suite 110, Charlotte NC 28217, United States, 02/01/79, President, Insurance/Benefits/Human Resources, NIR, 40 HR/MO- 40/TRADING HR. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-160 HR/MO- 160 TRADING/HR 08/16/12 3)VALTA INC, 2810 COLISEUM CENTRE DRIVE, STE 110, CHARLOTTE, NC, PRESIDENT,CEO/S-CORP, 60 HR/YR- 40/TRADING HR. 4)INTERNATIONAL ASSOCIATION OF REGISTERED FINANCIAL CONSULTANTS (IARFC), P.O. Box 506, Middletown OH 45042-0506, United States, 04/01/2026, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-03 |
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