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Inactive

David Jay Vogel

Simplicity Wealth

Summit, NJ

Sandy Springs, GA

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Current Employers
Simplicity Wealth

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-08-07
  • GA RA
    APPROVED
    Since 2019-08-07

Branch Locations

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Sandy Springs, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virtue Capital Management, Llc Nashville TN 05/2017 08/2019
Brookstone Capital Management Llc Wheaton IL 11/2015 05/2017
Simplicity Wealth, Llc Summit NJ 08/2019 Present
Vogel Retirement Solutions, Llc Roswell GA 09/2016 Present
Vogel Capital Management, Llc Sandy Springs GA 11/2010 09/2016
  • 05/2017 → 08/2019
    Virtue Capital Management, Llc
    Nashville, TN
  • 11/2015 → 05/2017
    Brookstone Capital Management Llc
    Wheaton, IL
  • 08/2019 → Present
    Simplicity Wealth, Llc
    Summit, NJ
  • 09/2016 → Present
    Vogel Retirement Solutions, Llc
    Roswell, GA
  • 11/2010 → 09/2016
    Vogel Capital Management, Llc
    Sandy Springs, GA
Previous Registrations
  • 2017-05-08 → 2019-08-06
    Virtue Capital Management, Llc
    Roswell, GA
    Brentwood, TN
  • 2015-06-16 → 2017-05-05
    Brookstone Capital Management Llc
    Sandy Springs, GA
    Wheaton, IL
  • 2014-06-12 → 2014-12-01
    Investacorp Advisory Services Inc
    Alpharetta, GA
  • 2013-07-29 → 2013-09-27
    Nestwise Llc
    Atlanta, GA
    Boston, MA
  • 2012-11-19 → 2013-06-07
    Transamerica Financial Advisors, Llc
    Johns Creek, GA
  • 2008-09-30 → 2010-11-30
    Woodbury Financial Services, Inc.
    Atlanta, GA
    Atlanta, GA
  • 2003-04-29 → 2008-09-23
    Raymond James Financial Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-07
S63 Uniform Securities Agent State Law Examination 1981-12-17
  • S65 Uniform Investment Adviser Law Examination
    1997-08-07
  • S63 Uniform Securities Agent State Law Examination
    1981-12-17
Other Names
  • Dave Vogel
  • David Jay Vogel

View on SEC IAPD

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Other Investors

Mark B. Lewis
DAVID MORRIS MARGOLIS
KENNETH ALAN FREELUND
Giselle Wright
Matthew James Pejkovic
NICHOLAS ALFRED PISCIOTTI
Anthony Lewis
KRISTINE CHARBONNEAU O'KEEFE

Other Offices

CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
CONVERSANT CAPITAL LLC · SUMMIT, NJ
J.P. MORGAN SECURITIES LLC · Summit, NJ
WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
BIANCO WEALTH ADVISORS LLC · SUMMIT, NJ
FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ
TSP CAPITAL MANAGEMENT GROUP, LLC · SUMMIT, NJ

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