Dorothy Elizabeth Roth

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 06/2011 → Present
  Bank Of America,N.A.
  Henderson, NV

Previous Registrations

• 1998-05-12 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Glendale, CA

Other Businesses

I*3718269, Entity Type Entity Charitable, Name of OBA: NEVADA STATE MUSEUM LAS VEGAS COMMUNITY FOUNDATION Address: Las VegasNevada89107 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/22/2026 No Hours: 4 monthly No Hours during trading: 0 Duties: In order to avoid any conflicts of interest, I have declined to be an Officer on the Board of Directors. However, as an active Board member, I believe I can contribute ideas about expanding public awareness of the Museum's programs. I can also contribute ideas about increasing the number of Museum in a Boxes available to the Clark County, Nevada schools and increasing the funding needed to produce the additional Museum in a Boxes. Thank you. The purpose of the Nevada State Museum Las Vegas Community Foundation is to increase the public awareness of the Museum's programs available to the Las Vegas community and to contribute to the expansion of the Museum in a Box program that provides educational support for the Las Vegas public school students and to provide teacher manuals for the subject matter in each individual Museum in a Box.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-04
• S63 Uniform Securities Agent State Law Examination
  1981-12-30

Designations