Michael Charles Curtis

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1989 → 06/2023
  Provident Mutual Life Ins. Co.
  Philadelphia, PA
• 05/1999 → 06/2023
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
• 05/1999 → 12/2024
  Mcc Financial Services Inc.
  Liverpool, NY
• 06/2023 → 12/2024
  Commonwealth Financial Network
  Waltham, MA
• 01/2025 → Present
  Retired
  Brewerton, NY

Previous Registrations

• 2023-06-29 → 2025-01-06
  Commonwealth Financial Network
  Waltham, MA
  Liverpool, NY
• 2021-05-04 → 2023-07-03
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
  Syracuse, NY
  Syracuse, NY
  Liverpool, NY
  Syracuse, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-08-21

Designations

• Certified Financial Planner
• Chartered Financial Consultant