Susan Mestier Brauner

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 06/2024
  Securities America Inc
  Woodside, CA
• 04/2007 → Present
  The Brauner Company
  Redwood City, CA
• 09/2014 → 06/2024
  Securities America Advisors Inc
  Woodside, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Woodside, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Woodside, CA

Previous Registrations

• 2014-09-03 → 2024-06-14
  Securities America Advisors, Inc.
  Redwood City, CA
  Woodside, CA
• 2002-03-28 → 2015-02-18
  The Brauner Company
  Redwood City, CA
  Foster City, CA
  Redwood City, CA

Other Businesses

1. SUSAN M. BRAUNER POSITION: insurance agent NATURE: LIFE INSURANCE AND FIXED ANNUITIES SALES - AGENT - INVESTMENT RELATED - 1% TIME SPENT - START DATE: 07/1986 LOCATED AT 638 W GLEN WAY, WOODSIDE CA 94062 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1986 ADDRESS: 638 W Glen Way, Woodside CA 94062, United States DESCRIPTION: Term insurance and fixed annuities 2. SECURITIES AMERICA ADVISORS POSITION: investment advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 9/2014 - LOCATED AT 638 WEST GLEN WAY, WOODSIDE CA 94062 INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 09/01/2014 ADDRESS: 638 W Glen Way, Woodside CA 94062 DESCRIPTION: Investment advisor representative 3. THE BRAUNER COMPANY PROFIT SHARING PLAN POSITION: co-trustee NATURE: The Brauner Company Profit Sharing Plan Susan M and Julius F Brauner, Trustees INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 638 W Glen Way, Woodside CA 94062 DESCRIPTION: Co-trustee of our company profit sharing plan 4. SAIC WEALTH POSITION: investment advisor representative NATURE: OSAIC WEALTH - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 6/2024 - LOCATED AT 638 WEST GLEN WAY, WOODSIDE CA 94062 INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 06/14/2024 ADDRESS: 638 W Glen Way, Woodside CA 94062, United States DESCRIPTION: Investment advisor representative 5. THE BRAUNER COMPANY PROFIT SHARING PLAN POSITION: co-trustee NATURE: The Brauner Company Profit Sharing PlanSusan M and Julius F Brauner, Trustees INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 638 W Glen Way, Woodside CA 94062, United States DESCRIPTION: Co-trustee of our company profit sharing plan S

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-03-03

Other Names

• Susan Dickens Mestier