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Ronald Raymond Desbois

Raymond James & Associates, Inc.

Boston, MA

CRD 1020781

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-07
  • CT RA
    APPROVED
    Since 2022-04-07

Branch Locations

One International Place Suite 2810, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 08/2020
Raymond James & Associates, Inc. Boston MA 08/2020 Present
Previous Registrations
Other Businesses

TRUSTEE OF MARGARET BROWN TRUST.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-03
S63 Uniform Securities Agent State Law Examination 1982-01-08
  • S65 Uniform Investment Adviser Law Examination
    2006-01-03
  • S63 Uniform Securities Agent State Law Examination
    1982-01-08

View on SEC IAPD

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