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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-14
TX RA APPROVED_RES 2018-02-14
  • MN RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2018-02-14

Branch Locations

Walker, MN • United States

11670 Fountains Dr Ste 200 Office 228, Maple Grove, MN 55369 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Coon Rapids MN 03/2009 02/2018
Lpl Financial Llc Coon Rapids MN 02/2018 Present
  • 03/2009 → 02/2018
    Invest Financial Corporation
    Coon Rapids, MN
  • 02/2018 → Present
    Coon Rapids, MN
Previous Registrations
  • 2012-10-29 → 2018-02-14
    Invest Financial Corporation
    Clearwater, FL
    Coon Rapids, MN
    Rochester, MN
    Edina, MN
    West St Paul, MN
  • 2006-11-15 → 2006-12-20
    Arden Hills, MN
Other Businesses

1. 02/14/2018 - LIFE BROKERAGE FIN GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Life, Health, Term and Whole. 2. 02/14/2018 - ZIGLER & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/2010 - 200 Hours Per Month - Time Spent 90%. 3. 02/14/2018 - MRZ PROPERTIES,LLC - Not Investment Related - Real Estate Rental - Owner - Start Date 03/2007.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-12-29
  • S63 Uniform Securities Agent State Law Examination
    1981-12-29
Designations

View on SEC IAPD

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