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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
15770 N Dallas Parkway Suite 650, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Dallas | TX | 07/2003 | 06/2024 |
| Securities America Advisors, Inc. | Dallas | TX | 07/2003 | 06/2024 |
| Navigation Financial Group | Dallas | TX | 07/1975 | Present |
| Steven P. Hagemann | Dallas | TX | 07/2005 | Present |
| Osaic Wealth, Inc. | Dallas | TX | 06/2024 | Present |
| Osaic Wealth, Inc. | Dallas | TX | 06/2024 | Present |
1. STEVEN P HAGEMANN POSITION: Selling Insurance NATURE: NAVIGATION FINANCIAL ADVISORS, INC - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 07/1975 - LOCATED AT 15770 DALLAS PKWY STE 650, DALLAS TX 75248-3307 - 35% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/1975 ADDRESS: 6636 Castle Pines Drive, Plano TX 75093 DESCRIPTION: Sell insurance 2. STEVEN P HAGEMANN POSITION: Broker NATURE: SECURITIES AMERICA ADVISORS, INC. - Investment Advisory - INVESTMENT ADVISOR REPRESENTATIVE - Investment Related - Start Date: 07/2003 - Located at 15770 DALLAS PKWY STE 650, DALLAS TX 75248-3307 INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 07/01/2003 ADDRESS: 15770 North Dallas Parkway, Suite 650, Dallas SC 75248 DESCRIPTION: Sell stock and bond investments 3. HAGEMAN FAMILY LIMITED PARTNERSHIP POSITION: Buy interests in real estate NATURE: HAGEMANN FAMILY PARTNERSHIP - REAL ESTATE - PARTNER - 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 08/05/2009 ADDRESS: 6636 Castle Pines Drive, Plano TX 75093 DESCRIPTION: Purchase of interest in LLC and LTD in real estate property. 4. REMODELING OF RENTAL PROPERTY POSITION: Paying for remodeling and house. NATURE: Remodeling homes INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/21/2021 ADDRESS: 5455 Glenwick Lane, Dallas TX 75209 DESCRIPTION: Hiring contract companies to do remodeling job for me on the property. plan to flip house. 5. STEVE HAGEMANN BUILDERS LLC POSITION: owner NATURE: Home building INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 30 START DATE: 02/08/2022 ADDRESS: home building and remodeling, Plano TX 75093, United States DESCRIPTION: building and remodeling homes to make money 6. DDH BUILDERS, JV POSITION: Managing Member NATURE: Joint Venture, buying and remodeling homes to sell INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 6636 Castle Pines Drive, Plano TX 75093, United States DESCRIPTION: Overseeing purchasing homes 7. STEVEN P HAGEMANN POSITION: Broker NATURE: Osaic- Investment Advisory - INVESTMENT ADVISOR REPRESENTATIVE - Investment Related - Start Date: 07/2003 - Located at 15770 DALLAS PKWY STE 650, DALLAS TX 75248-3307 INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2003 ADDRESS: 15770 North Dallas Parkway, Suite 650, Dallas TX 75248, United States DESCRIPTION: Sell stock and bond investments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-01 |
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