Charles Richard Rutan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1969 → Present
  C.R. Rutan & Associates
  St. Clair Shores, MI
• 06/1982 → Present
  Financial Planning Centre, Inc.
  Grosse Pointe, MI
• 01/2013 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 07/2005 → Present
  St. Clair Investment Advisors, Llc
  Grosse Pointe Farms, MI
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2008 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING DISABILITY, ANNUITIES, LIFE, PREPAID LEGAL, HEALTH, & LONG TERM CARE; 2. NAME OF OTHER BUSINESS: ST. CLAIR INVESTMENT ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SALES, SERVICE AND MARKETING START DATE: 7/2005 APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF TRADING HOURS PER WEEK: 25 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: MANAGER, SALES, & SERVICE

Exams

• S66 Uniform Combined State Law Examination
  2010-03-18
• S63 Uniform Securities Agent State Law Examination
  1983-08-16

Other Names

• Rick Rutan
• Rick Rutan
• Jr Charles Richard Rutan