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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-03-21
  • MI RA
    APPROVED
    Since 2024-03-21

Branch Locations

21 Kercheval Ave Suite 200, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C.R. Rutan & Associates St. Clair Shores MI 12/1969 Present
Financial Planning Centre, Inc. Grosse Pointe MI 06/1982 Present
Cetera Advisors Llc El Segundo CA 01/2013 Present
St. Clair Investment Advisors, Llc Grosse Pointe Farms MI 07/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 12/1969 → Present
    C.R. Rutan & Associates
    St. Clair Shores, MI
  • 06/1982 → Present
    Financial Planning Centre, Inc.
    Grosse Pointe, MI
  • 01/2013 → Present
    Cetera Advisors Llc
    El Segundo, CA
  • 07/2005 → Present
    St. Clair Investment Advisors, Llc
    Grosse Pointe Farms, MI
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2008 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING DISABILITY, ANNUITIES, LIFE, PREPAID LEGAL, HEALTH, & LONG TERM CARE; 2. NAME OF OTHER BUSINESS: ST. CLAIR INVESTMENT ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SALES, SERVICE AND MARKETING START DATE: 7/2005 APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF TRADING HOURS PER WEEK: 25 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: MANAGER, SALES, & SERVICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-18
S63 Uniform Securities Agent State Law Examination 1983-08-16
  • S66 Uniform Combined State Law Examination
    2010-03-18
  • S63 Uniform Securities Agent State Law Examination
    1983-08-16
Other Names
  • Rick Rutan
  • Rick Rutan
  • Jr Charles Richard Rutan

View on SEC IAPD

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