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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-11-25 |
| VA | RA | APPROVED | 2010-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Radford | VA | 05/2010 | Present |
1. First Street Properties, LLC; PO Box 3186, Radford, VA 24143; Family owned commercial real estate; General Manager/Owner; 02/11/1999; 2 Hours per Month; Not during securities trading hours; Investment-Related. 2. Highlander Properties, LLC; PO Box 3186, Radford, VA 24143; Commercial & residential real estate; General Manager/Owner; 02/11/1999; 1 Hour per Month; Not during securities trading hours; Investment-Related. 3. Inglewood Properties LLC; PO Box 3186, Radford, VA 24143; Open land, residential rentals; General Manager/Owner; 02/09/1999; 1 Hour per Quarter; Not during securities trading hours; Investment-Related. 4. Radford High School Foundation, Inc.; PO Box 2823, Radford, VA 24143; Non-Profit 501 (c) 3 to support local schools; Chairman; All business transactions, overall executive leadership; 03/01/1986; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 5. First Street Development, LLC; 27 Fieldale Dr, Radford, VA 24141; Family owned real estate; General Manager/Owner; Limited admin as required; 08/31/2016; 2 Hours per Month; Not during securities trading hours; Investment-Related. 6. Central Square LLC; 27 Fieldale Drive, Radford VA 24141; Family owned real estate; General Manager; 11/27/2017; 1 hour per month; not during securities trading hours; investment related. 7. West Main 306 LLC; 27 Fieldale Drive Radford VA 24141; Family owned real estate; Owner/General Manager; passive owner; 12/15/2017; 1.00 Hour(s) Per Quarter; not during securities trading hours; Investment-Related. 8. Carolina University; 420 South Broad Street, Winston Salem, NC 27101; College University; Member, Board of Trustees; attend 3-4 meetings/year, give input and provide experience; 01/28/2019; 2.00 Hour(s) Per Quarter; During securities trading hours; Not Investment-Related. 9. Bolling Street, LLC; Radford, VA 24143; Family owned real estate; General Manager, 95% owner; General oversight, Not an active participant in day to day activities. Assist in tax preparation, documents, etc.; 11/15/2021; 2 Hours per Month; Not during securities trading hours; Investment-Related. 10. Radford University Foundation, Inc.; P O Box 6893 Radford, VA 24142; Educational Foundation; Volunteer Board Member; Periodic meetings and provide input as needed to leadership; 06/12/2026; 4hrs/qtr; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-08 |
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