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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-27 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company Incorporated | Clayton | MO | 11/2002 | Present |
1. SECRETARY / TREASURER FOR ST. JOHN RUSSIAN ORTHODOX BUILDING ASSOCIATION 2. ORTHODOX CHRISTIAN DEVELOPMENT ASSOCIATION; 79 CHAMPAGNE DRIVE LAKE SAINT LOUIS MO 63367; DEVELOPMENT FUND FOR AND UNDER THE JURISDICTION OF THE DIOCESE OF CHICAGO/ MID AMERICA, RUSSIAN ORTHODOX CHURCH OUTSIDE RUSSIA; SECRETARY/TREASURER; TRADE ACTIVITY AND DIRECTED DISBURSEMENTS AS AUTHORIZED AND DIRECTED BY THE DIOCESE; BOOKS AND RECORDS; AFFILIATION STARTED 04/01/2004; 3 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 3. Lake Saint Louis Community Association;100 Cognac Lake St Louis MO 63367;community association of Lake Saint Louis member residents; Member of Budget Committee;appointed advisory position to the LSLCA Board of Directors; 12/9/19; 4 hr/mo; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-16 |
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