Jeffrey Mark Hochwalt

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-06-03
TX	RA	APPROVED	2021-07-29
CO	RA	APPROVED	2008-08-12

OH RA
APPROVED

Since 2022-06-03
TX RA
APPROVED

Since 2021-07-29
CO RA
APPROVED

Since 2008-08-12

Branch Locations

Highlands Ranch, CO • United States

Kettering, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	08/2008	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	08/2008	Present

08/2008 → Present

Cambridge Investment Research, Inc

Fairfield, IA
08/2008 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2003-05-22 → 2008-08-13

Voya Financial Advisors, Inc.

Greenwood Villa, CO

Greenwood Village, CO
2006-08-22 → 2006-09-01

Cetera Advisors Llc

Greenwood Village, CO
2002-01-04 → 2002-07-19

Cetera Advisors Llc

Denver, CO

Other Businesses

1) FINANCIAL RESOURCE PARTNERS LLC, 325 TAMARAC TRAIL, KETTERING, OH, 6/2022, OWNER/DBA, INV REL, 40 HR/MO, 40 HR/MO TRADING. 2) FINANCIAL RESOURCE PARTNERS LLC, 325 TAMARAC TRAIL, KETTERING, OH, 08/2011, ADVISOR/RECRUITER/TRAINER/MENTOR, NATIONAL MARKETING AND LEAD GENERATION, INV REL, 160 HR/MO, 130 HR/MO TRADING. 3) JEFF HOCHWALT PHOTOGRAPHY, 325 TAMARAC TRAIL, KETTERING, OH, 07/2012, OWNER, PHOTOGRAPHY, NIR, 5 HR/MO, 0 HR/MO TRADING. 4) FINANCIAL RESOURCE PARTNERS LLC, 325 TAMARAC TRAIL, KETTERING, OH, 02/2014, OWNER, COLLEGE PLANNING, NIR, 1 HR/MO, 0 HR/MO TRADING. 5) FINANCIAL RESOURCE PARTNERS LLS, 325 TAMARAC TRAIL, KETTERING, OH, 06/1981, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 160 HR/MO, 32 HR/MO TRADING. 6) ELITE RESOURCE TEAM, 501 W BROADWAY STE 1360, SAN DIEGO, CA, 10/2018, CONSULTANT PROVIDING REFERRALS, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 08/2008, ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 8) HOCHWALT FINANCIAL PARTNERS, LLC, 325 Tamarac Trail, Kettering OH, 07/2023, OWNER OF DBA, INV REL, 40 HR/MO - 20 HR TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-16
S63	Uniform Securities Agent State Law Examination	1997-01-03

S65 Uniform Investment Adviser Law Examination

2003-05-16
S63 Uniform Securities Agent State Law Examination

1997-01-03

Designations

Chartered Financial Consultant

Other Names

Jeff Hochwalt

View on SEC IAPD