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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-11-27 |
| TX | RA | APPROVED_RES | 2016-08-11 |
| OR | RA | APPROVED | 2013-12-16 |
Branch Locations
1393 Meridian Drive #2, Woodburn, OR 97071 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Scottsdale | AZ | 01/2005 | Present |
(1) 03/17/2005: No Business Name - Real Estate Rental - INV REL - At Reported Business Location(s) - MPB LLC BUSINESS PROPERTY (2) 03/18/2008: S & P MIlne Investment Inc - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) - S & P Milne Investments Inc..this is my personal S corporation for my LPL commission checks. Don't market with this name. - No Time Spent (3) 04/14/2014: Legacy Financial - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (4) 03/25/2015: MPB LLC - Real Estate Rental - INV REL - 1385-1393 Meridian Drive, Woodburn Or 97071 - Start 03/02/1992 - Office Rental Property - 1 Hr/Mo; 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-03 |
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