Michael William Carter

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-02-26

WA RA
APPROVED

Since 2024-02-26

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

75 Garden St., Wethersfield, CT 06109 • United States

Freeland, WA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Money Concepts Capital Corp	Palm Beach Gardens	FL	03/1994	Present

03/1994 → Present

Money Concepts Capital Corp

Palm Beach Gardens , FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-22
S63	Uniform Securities Agent State Law Examination	1987-11-20

S65 Uniform Investment Adviser Law Examination

1999-06-22
S63 Uniform Securities Agent State Law Examination

1987-11-20

Designations

Certified Financial Planner

View on SEC IAPD

Employer firm

Current Employers

Money Concepts Capital Corp

Disclosures

Employment History

Exams

Designations

Nearby Firms

Nearby Investors

Nearby Offices

Reviews