Robert Crawford Macwhinnie

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-07-02
TX	RA	APPROVED_RES	2022-08-25
PA	RA	APPROVED	2010-03-12

NC RA
APPROVED

Since 2024-07-02
TX RA
APPROVED_RES

Since 2022-08-25
PA RA
APPROVED

Since 2010-03-12

Branch Locations

Pittsburgh, PA • United States

Boyce Plaza 1 1035 Boyce Road - Ste 200, Pittsburgh, PA 15241 • United States

Pinehurst, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Pittsburgh	PA	10/2004	Present
Massmutual Life Insurance Co	Pittsburgh	PA	10/2004	Present

10/2004 → Present

Mml Investors Services, Llc

Pittsburgh, PA
10/2004 → Present

Massmutual Life Insurance Co

Pittsburgh, PA

Other Businesses

(1)NAME:ROBERT C MACWHINNIE, INV REL:Y ADDR:1035 BOYCE RD, PITTSBURGH PA 15241, NATURE:LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:AGENT, START:10/2004, NO HR/MO:5 NO HR/MO DUR TRADING:5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-10
S63	Uniform Securities Agent State Law Examination	1982-06-21

S65 Uniform Investment Adviser Law Examination

2000-05-10
S63 Uniform Securities Agent State Law Examination

1982-06-21

Designations

Chartered Financial Consultant

View on SEC IAPD