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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 1983-05-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winter Park | FL | 08/1981 | Present |
| Bank Of America,Na | Winter Park | FL | 11/2009 | Present |
I*386745, Entity Type: Entity For Profit, Name of OBA: Global Building and Consulting Defined Benefit Plan, Address: Winter Park, Florida 32789, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 05/09/2017, No Hours: 1.67hrs/Mo, No Hours during trading: 0.33, Duties: Make investments in the Defined Benefit plan for my husband. I do not sign checks for his business. I*676244, Entity Type: Entity For Profit, Name of OBA: WAHA LLC, Address: Kamuela, Hawaii 96743, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 01/10/2022, No Hours: 2, No Hours during trading: 0, Duties: Ownership
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-21 |
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