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James Joseph Cannon

Rbc Capital Markets, LLC

Philadelphia, PA

Audubon, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-12-10
PA RA APPROVED 2014-12-10
  • NJ RA
    APPROVED
    Since 2014-12-10
  • PA RA
    APPROVED
    Since 2014-12-10

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Audubon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Philadelphia PA 12/2014 Present
City National Bank Philadelphia PA 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-12
  • S66 Uniform Combined State Law Examination
    2008-03-12
Designations
Other Names
  • James Cannon
  • James Joseph Cannon

View on SEC IAPD

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