James Berg Paragamian

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  Chevy Chase, MD
• 03/2019 → Present
  City National Bank
  Chevy Chase, MD

Other Businesses

(1) ST ALBANS SCHOOL; ADDRESS: MT ST ALBAN WASHINGTON, DC 20016; BUSINESS DESCRIPTION: NON-PROFIT EDUCATION; NOT INVESTMENT RELATED; START DATE: 06/06/2011; CAPACITY: COMMITTEE/COUNCIL MEMBER (NOT ASSOCIATED WITH THE BOARD OF DIRECTORS); DUTIES: I HAVE A VOTE ON INVESTMENTS FOR ENDOWMENT FUNDS AND SHORT TERM FUNDS OF THE SCHOOL, BUT DO NOT HOLD SOLE AUTHORITY; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-03
• S63 Uniform Securities Agent State Law Examination
  1981-11-17

Other Names

• James Berg Paragamian