Paul Dominic Mangiardi

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2021
  Charles Schwab & Co., Inc.
  Winnetka, IL
• 08/2015 → 05/2021
  Charles Schwab Bank Ssb
  Winnetka, IL
• 06/2021 → 02/2022
  Iht Wealth Management
  Chicago, IL
• 02/2022 → Present
  Zacks Investment Management
  Chicago, IL
• 04/2023 → Present
  Lbmz Securities, Inc.
  Chicago, IL

Previous Registrations

• 2021-06-28 → 2022-02-23
  Iht Wealth Management Llc
  Chicago, IL
  Skokie, IL
• 2015-08-12 → 2021-05-05
  Charles Schwab & Co., Inc.
  Kenilworth, IL
  Winnetka, IL
• 2010-11-10 → 2015-08-27
  Zacks Investment Management, Inc.
  Chicago, IL
• 2007-06-07 → 2010-10-29
  Zacks Investment Management, Inc.
  Chicago, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-11-14
• S65 Uniform Investment Adviser Law Examination
  2007-06-06