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Dianne Lynch

Ameriprise Financial Services, LLC

Roseville, CA

Auburn, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
TX RA APPROVED 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States

Auburn, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 07/2014 11/2023
Bank Of America, N.A. San Jose CA 09/2014 11/2023
Ameriprise Financial Services, Llc San Jose CA 11/2023 01/2026
Ameriprise Financial Services, Llc Roseville CA 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-24
S65 Uniform Investment Adviser Law Examination 1994-07-13
  • S63 Uniform Securities Agent State Law Examination
    1995-04-24
  • S65 Uniform Investment Adviser Law Examination
    1994-07-13
Designations
Other Names
  • Dianne Elizabeth Bruxvoort
  • Dianne Elizabeth Krassowski
  • Dianne Lynch
  • Dianne Elizabeth Lynch

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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