Michael Earl Gorton

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-07-26
ID	RA	APPROVED	2011-02-17
CA	RA	APPROVED	2006-11-03

TX RA
APPROVED_RES

Since 2011-07-26
ID RA
APPROVED

Since 2011-02-17
CA RA
APPROVED

Since 2006-11-03

Branch Locations

Grangeville, ID • United States

770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States

San Rafael, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	San Rafael	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	San Rafael	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

San Rafael, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

San Rafael, CA

Previous Registrations

1997-07-08 → 2006-11-08

A. G. Edwards & Sons, Inc.

San Rafael, CA

San Rafael, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-29
S63	Uniform Securities Agent State Law Examination	1981-12-18

S66 Uniform Combined State Law Examination

2007-06-29
S63 Uniform Securities Agent State Law Examination

1981-12-18

Other Names

Michael E Gorton
Mike E Gorton
Mike E Gorton

View on SEC IAPD