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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-02-05 |
Branch Locations
14624 N Scottsdale Rd Ste 100, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 12/2019 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 01/2020 | Present |
CONCORDIA UNIVERSITY CHICAGO, INVT RELATED, RIVER FOREST, IL, INVESTMENT COMMITTEE MEMBER, START DATE 4/3/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEWING INVESTMENTS PERFORMANCE, REVIEWING ALLOCATION AND INVESTMENT OBJECTIVES AND VOTE AS COMMITTEE MEMBER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-07 |
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