Lynn Howard Morris

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2011-03-07

GA RA
APPROVED

Since 2011-03-07

Branch Locations

Alpharetta, GA • United States

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Planmember Securities Corporation	Carpinteria	CA	03/2011	Present
Lynn Morris	Alpharetta	GA	01/2010	Present

03/2011 → Present

Planmember Securities Corporation

Carpinteria, CA
01/2010 → Present

Lynn Morris

Alpharetta, GA

Previous Registrations

2010-02-19 → 2011-03-02

Signator Financial Services, Inc.

Bellevue, WA

Dunwoody, GA
2003-03-28 → 2010-01-13

Valic Financial Advisors, Inc.

Atlanta, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA

Atlanta, GA

Other Businesses

INSURANCE SALES - 10105 Cypress Court, Alpharetta, Georgia 30005; FIXED INDEXED ANNUITIES; AGENT; STARTED 2010; 0 HRS/MNTH OR DURING TRADING; IR.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-03-26
S63	Uniform Securities Agent State Law Examination	1998-09-29

S65 Uniform Investment Adviser Law Examination

2003-03-26
S63 Uniform Securities Agent State Law Examination

1998-09-29

Other Names

Janet Lynn Howard
Janet Lynn Morris
Lynn H. Morris
Lynn H Morris

View on SEC IAPD