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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-27 |
| MI | RA | APPROVED | 2023-06-29 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Spring Lake | MI | 09/2014 | 06/2021 |
| Financial Investments Services Group, Inc. | Saginaw | MI | 04/2014 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:Financial Investments Services Group, Inc.; No; 17628 Oakwood Drive; Spring Lake; MI; 49456; FINANCIAL SERVICES/DBA; Owner/President; 4/25/2014; 160; 130; SALE AND SERVICE INSURANCE,SECURITIES & INVESTMENT PRODUCTS.|NAME OF ENTITY:Owner/Beneficiary Variable Universal Life Insurance; No; 17628 Oalwood Drive; Spring Lake; MI; 49456; Robert Manzagol Variable Universal Life Insurance Policy; Owner/Benificary Varialbe Universal Insurance; 9/1/2012; 0; 0; Owner/Beneficiary - I pay all premiums monthly|NAME OF ENTITY: Independent Insurance Agent; Yes; 17628 Oakwood Drive; Spring Lake; MI; 49506; Fixed Insurance Sales; Independent Insurance Agent; 11/12/1984; 5; 5; Sales of fixed insurance products|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-21 |
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