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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-02-15 |
| TX | RA | APPROVED_RES | 2017-02-13 |
| IL | RA | APPROVED | 2017-02-10 |
Branch Locations
10310 Orland Parkway, Suite 104, Orland Park, IL 60467 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Orland Park | IL | 03/2008 | 02/2017 |
| Stifel Nicolaus & Co Inc | St. Joseph | MI | 02/2017 | Present |
1. Disabled Patriot Fund; 7808 W College Dr. Palos heights IL 60463; Providing assistance for local U.S. veterans and their families adversely affected by their military service; VP; Conduct board meetings, propose policies to be voted on, fundraising (Annual Golf Outing); 06/30/2023; 5.00hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-05 |
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