Frank A Hayn

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2020-10-06
NJ	RA	APPROVED	2004-03-17
TX	RA	APPROVED_RES	1987-07-15

SC RA
APPROVED

Since 2020-10-06
NJ RA
APPROVED

Since 2004-03-17
TX RA
APPROVED_RES

Since 1987-07-15

Branch Locations

Okatie , SC • United States

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bridgewater Township	NJ	08/1981	Present
Bank Of America,N.A.	Bridgewater	NJ	06/2011	Present

08/1981 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bridgewater Township, NJ
06/2011 → Present

Bank Of America,N.A.

Bridgewater, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-04
S63	Uniform Securities Agent State Law Examination	1982-01-29

S65 Uniform Investment Adviser Law Examination

1994-10-04
S63 Uniform Securities Agent State Law Examination

1982-01-29

Other Names

Frank Albert Jr Hayn
Frank Albert Hayn